by Heather Carmichael Olson, Ph.D.
An effective response to the public health problem of children
affected by fetal alcohol spectrum disorders (FASD) centers around
accessible diagnosis and systematic referral to scientifically-evaluated
community-based interventions. FASD intervention that measurably
improves childhood outcomes may prevent later debilitating and costly
secondary conditions. But what is the current state of the field
of FASD intervention? What is being tried? What directions may be
promising? What are suggestions for creating FASD interventions,
and for doing intervention research right now?
Current research confirms that prenatal alcohol exposure can lead
to significant developmental disabilities, now recognized under
the umbrella term of FASD (NOFAS, 2004). The full fetal alcohol
syndrome (FAS) is found in only a fairly small proportion of children
affected by prenatal alcohol exposure. Many children have alcohol-induced
impairments that can be just as serious, or more so, than those
seen in FAS (Mattson et al., 1998). The term alcohol-related neurodevelopmental
disorder (ARND) has been applied to this condition (NIAAA, 2000).
Prevalence rates of the full range of FASD, including both FAS and
ARND, occur at a rate of 2 to 6 per 1,000 (CDC, 2005), and this
begins to approach the latest estimated prevalence of autism spectrum
disorders.
Clearly, FASD is an important problem that parents and professionals
will encounter. Those who care for children and adults with FASD
want (and need) ideas and research about how to help and intervene.
This is an interesting time in the evolution of FASD intervention.
Many ideas are circulating, systematic intervention research is
just beginning, and field-initiated projects are underway and being
evaluated. There is discussion of intervention at the national and
provincial level in the U.S. and Canada, and in many other countries
across the globe. Animal research and anecdotal evidence suggests
that intervention can make a difference. There is room for optimism.
To help guide practice and research in FASD intervention, and
give all interested readers “food for thought,” this
article speculates on many aspects of the continuum of FASD intervention
services. FASD prevention is not covered. This article is designed
so the reader can navigate through the intervention continuum via
links in the following two summary diagrams. The reader can click
on part of a diagram, and jump to a discussion of that portion of
the FASD intervention continuum. The diagrams, presented after this
introductory section, are:
In this article, only brief descriptions of ideas and work in various
areas are presented; these brief descriptions are followed by a
variety of ideas for actions to promote FASD intervention. The intent
of this article is to spark discussion, debate and new energy devoted
to FASD intervention. The information discussed here comes simply
from the perspective of one researcher (who is also a clinician)
who has thought a lot about FASD intervention. Also cited are articles
to allow the reader to learn more about FASD intervention and Web
sites where ideas for intervention can be explored further. There
is no attempt to be comprehensive and many wonderful efforts and
projects have certainly been missed, but hopefully the following
information will help readers on their search for promising ideas
and projects in FASD intervention. Perhaps parents, clinicians and
researchers involved in any efforts not mentioned will write in
to share what they are doing! Then perhaps others can begin to collaborate
with them, or be encouraged to replicate their efforts.
A Continuum of Initial FASD Intervention
Services
Community awareness; adoptive and foster
parent training; pre-service and continuing education training
for professionals in important service systems
Community awareness
Community awareness is one response to a public health problem
that can be effective in stimulating further action. Awareness
is often only the first step; but as members of important service
systems and the public increasingly understand there is a problem—and
learns that something can be done about it—the momentum
for building the continuum of care will grow.
Community awareness of FASD has grown dramatically over the
past 30 years. There are now many Web sites, books, newsletters
and articles offering accurate and useful information about FASD.
(At the same time, note there is still a lot of misinformation
on the Web about FASD and FASD intervention!) In the U.S., for
example, public health literature (and training) is available
from governmental bodies such as the Centers for Disease Control
and Prevention (CDC), the National Institute on Alcohol Abuse
and Alcoholism (NIAAA), and the Substance Abuse and Mental Health
Services Administration (SAMHSA). Literature and training are
also available from national organizations such as the ARC, March
of Dimes or NOFAS; academic institutions; and state-level organizations
of parents advocating for FASD. Public health-oriented literature
and training are also available from organizations focusing on
developmental disabilities, health conditions, or even specifically
on FASD. Other countries also offer public health literature.
There are also listservs connecting families and professionals
together, such as FASLink.
In the U.S., the SAMHSA FASD Center for Excellence has sponsored
organized efforts to build state systems to improve policies,
existing service delivery systems and surveillance to create sustainable
evidence-based responses to FASD.
Specialized training
But community awareness is only the first step. Of great importance
is specialized training for adoptive and foster parents and for
family advocates. Equally important is targeted pre-service education
and continuing education training for paraprofessionals and professionals
in a wide range of disciplines: health care, mental health, education,
juvenile justice/correctional, legal, early intervention, adoption
and child welfare, chemical dependency, vocational training and
more. Of particular importance is training for key personnel who
can prevent FASD (or identify it very early), such as those who
provide prenatal care, neonatal care, chemical dependency treatment,
and family planning services. Also essential is training for professions
who may not yet be targeted for training, or who may not have
an easily accessed, systematic method for monitoring training.
This includes the wide range of daycare and early intervention
providers, who have an excellent opportunity for early identification
and even FASD prevention.
Curricula have been developed for parents and for many disciplines
(especially physicians and teachers). A variety of FASD curricula
for parents and professionals can be found through an Internet
search. Curricula exist for juvenile justice and chemical dependency
personnel. There are now four regional
training centers established and funded by CDC to develop,
implement and evaluate training curricula for medical and allied
health care professionals, including evidence-based guidelines
for FASD. There are also four
organizations developing curricula for parents, school staff,
Native American communities and other adult learners, funded by
the CDC.
But it is still essential for these curricula to actually be
adopted (and mandated for use)—or appropriate specialized
curricula to be developed— by training institutions, certification
groups and professional organizations.
What is needed to increase awareness and training about FASD
and FASD intervention?
The Iceberg newsletter is one useful way to do this!! And here
are a few more ideas:
• Continue operation of regional FASD training centers.
• Encourage training on new developments in FASD in conferences
for professional organizations, or through the efforts of those
who are building state systems to respond to FASD.
• Mount campaigns to encourage formal adoption of existing
curricula in professional training, such as in medical schools,
early intervention systems, and in training for juvenile justice
workers.
Here are a few Web sites of interest:
• SAMHSA FASD
Center for Excellence. The center has created an amazingly
comprehensive list of “promising practices” and informational
resources that families and professionals can access.
• NOFAS. This is a
national FASD advocacy organization, offering informational resources
and links with state affiliates.
• FASLink.
This a listserv that connects individuals interested in FASD;
it is based in Canada but serves an international audience.
Screening systems that find and identify children at risk
Passive screening systems, such as birth defect registries, can
find some infants with problems. But these passive systems are
less useful for prenatal alcohol damage. FASD comprise a spectrum
of neurodevelopmental disabilities that are revealed not only
in physical findings (facial features and growth impairment)—
but also in complex learning and behavior problems, and difficulty
in adaptive function (Astley, 2004; Riley & McGee, 2005; Streissguth,
1997). These problems result from dysfunction of the brain and
central nervous system that becomes increasingly obvious as children
grow older. Screening systems for FASD are likely most effective
when they use a more active approach, and when they can screen
children across a wider age range.
As FASD diagnostic clinics develop, communities build up their
own outreach and identification systems. In a sense, these are
still passive screening systems, since screening for FASD takes
place on a case-by-case basis. Families learn about the clinics
and seek services. Professionals become aware of the clinics through
trainings or word of mouth, and refer for diagnosis. This kind
of diagnostic clinic-oriented screening system can be most effective,
widespread and active with greater community awareness and more
extensive professional education.
Screening systems for identification of children impacted by
prenatal alcohol exposure that are truly active have been developed
and can potentially be incorporated into standard, ongoing care—and
will likely be effective. Maternal self-report is still the best
source of evidence of risk from prenatal alcohol exposure, so
asking women in prenatal and delivery settings in a manner protected
from serious consequences is potentially very useful for screening
(Ondersma, 2006). There is also considerable research on screening
through biomarkers such as meconium or other toxicology assays
(e.g., Littner & Bearer, in press), although these aren’t
yet fully realized. There are even suggestions that screening
can be carried out in very early infancy, using cranial ultrasounds
(Bookstein et al., 2005). Universal screening is the ideal, but
targeted screening in groups at high risk for FASD can also be
very helpful. A facial photographic screening system using digitized
photographs, successfully used in Washington state in the foster
care system, is an active screening system for FAS among a group
of children at very high risk for prenatal substance exposure,
including alcohol (Astley, 2002). Active screening for FASD using
various methods has also been successfully carried out in elementary
schools, on a small scale in the U.S. and more recently on a somewhat
larger scale in Europe and South Africa (Clarren et al., 2001;
May et al., 2000; May et al., 2006).
What is needed to advance screening of FASD?
Of course, building community awareness and professional training
is essential to more effective screening, referral, and identification.
But for building useful FASD screening systems, here are a few
ideas:
• Create more FASD diagnostic clinics, which are likely
to “naturally” stimulate outreach, screening and identification
because patients referred to clinics often obtain desirable services.
• Use available active screening systems, such as photographic
screening, especially among groups of children and adolescents
at high risk.
• Focus on screening of “high-priority” groups.
For example, young children are an important group to screen because
of the potential positive impact treatment might have early in
life. Especially important are young children highly likely to
be prenatally substance-exposed (such as young children of women
in chemical dependency treatment, or those in foster care, or
international adoptees). Another important group to screen are
youth in the juvenile justice system, who then might receive more
appropriate sentencing and rehabilitation.
• Explore new ways to carry out active screening.
Screening systems that find women at
risk for drinking during pregnancy, then provide appropriate treatment,
There are some programs that serve women, such as chemical dependency
treatment programs, maternal-child health agencies (such as WIC),
or child welfare systems, that have been mobilized to screen and
identify women at risk and provide brief intervention for FASD
prevention. Much more remains to be done in this mobilization
effort. Brief intervention for FASD prevention has been found
to be quite effective, at least for some segments of the drinking
population (e.g., Chang et al., 2005). But FASD prevention is
not the focus of this article. Of interest here is that these
screening systems can not only lead to prevention, but also potentially
identify children with FASD who need diagnosis and intervention.
There are also programs that identify and provide long-term
services to high-risk women with serious chemical dependency problems,
including drinking, who are at risk for having (or already have)
children born with FASD. These women need intensive support and
mentoring, and their children need intensive services. One such
program is the Parent-Child Assistance Program that now has multiple
locations in the U.S. and Canada (Grant et al., 2005). Other programs
have offered comprehensive services for women and their children,
including chemical dependency treatment and family support services
(e.g., Nair et al., 2003; Schuler et al., 2003). Such programs
have received significant research and public health effort over
the past decade, and have so far shown mixed findings. Interestingly,
there are new ideas for modifying and improving these services
for families with information from the fields of infant mental
health and child maltreatment (e.g., Ondersma, 2006).
Why are screening systems for women at risk, and their subsequent
treatment programs, of interest to FASD intervention? In part,
because these programs offer important chances to identify parents
who may have FASD— and vital opportunities for very early
identification (and treatment) of children born alcohol-exposed.
In fact, FASD has been called a “transgenerational”
problem (Streissguth & O’Malley, 2000), because it can
occur across several generations in one family. Screening systems
for women who drink during pregnancy are even one way to find
instances in which there are problems across the generations from
mother to child.
What is needed to advance FASD intervention in programs that
find and serve women at risk? Here are a few ideas:
• After screening for high-risk drinking, screen further
for FASD among women clients—and for both FASD and significant
prenatal alcohol exposure among the children of clients.
• Use specialized treatments, or modifications of existing
treatments, for women and children found to have FASD.
Diagnostic clinics that offer outreach, identification,
referrals and recommendations
There are a growing number of FASD diagnostic clinics in the
U.S., Canada and around the world. Diagnostic clinics using a
multidisciplinary model and team approach have been recommended
as “best practice” by the CDC (National Center on
Birth Defects and Developmental Disabilities, 2004). Of course,
not all diagnoses are made in multidisciplinary clinics, but sometimes
are given by sole health care practitioners, or are made within
a multiaxial mental health assessment (typically as a medical
condition). It has been noted that simply giving an FASD diagnosis
may be a powerful form of intervention (Carmichael Olson et al.,
in press*). Certainly, early diagnosis of FASD (before age 6)
was found to be a “protective factor” that reduced
the odds of many secondary disabilities in lifestyle and daily
function in a natural history study of a large group of individuals
with FASD (Streissguth et al., 2004).
There are several diagnostic systems in use to identify FAS
and the full range of alcohol-related disabilities. There is continuing
controversy over diagnostic systems, but over time consensus is
being built. Guidelines for diagnosing the full FAS have been
published in the U.S. (NCBDD, 2004), and a system covering the
wider FASD has been published in Canada (Chudley et al., 2005).
One diagnostic system used in the Washington State FAS Diagnostic
& Prevention Network (FAS DPN), and in which other clinics
have been trained, is the 4-Digit Diagnostic Code (Astley, 2004).
Other diagnostic systems are available. Research continues to
hone FASD diagnosis, and to establish the clinical reliability,
validity and utility of various diagnostic systems. New methods
of diagnosis are under investigation though not yet fully realized,
such as 3-D modeling of facial features (Fang et al., 2006).
No matter what diagnostic system is being used, FASD diagnostic
clinics should ideally have systems of outreach and identification
that are sufficient to bring in as many individuals affected by
prenatal alcohol exposure as the clinics can handle. But these
outreach systems should also ideally document how much FASD diagnosis
is needed, so that if necessary the number of clinics can be expanded,
and clinic services made more widely available. Ideally also,
these diagnostic clinics can offer systematic and comprehensive
referrals and recommendations.
What is needed to move FASD intervention forward within FASD
diagnostic clinics? Here are some ideas:
• Create more FASD diagnostic clinics, and use these as
training sites for pre-service and professional education.
• Systematically document the wide range of recommendations
given by experienced multidisciplinary FASD diagnostic teams.
• Continue research that carefully examines different FASD
diagnostic systems— to make improvements and to find the
systems that best identify who is actually affected by prenatal
alcohol exposure.
Efficient links that connect affected individuals—
found during screening or diagnosed in clinics—to appropriate
services
Linkage as an organized part of the FASD intervention continuum
is essential, yet harder to discuss. When screening or diagnosis
of FASD occurs, subsequent linkage with appropriate community
services often occurs rather informally and unsystematically.
Making the linkage process more systematic and effective is clearly
a part of the FASD continuum of care that needs careful and thoughtful
development.
Simply providing referrals and recommendations, and linking families
with resources, can be very useful (and effective) for some families.
But there are families, with greater or longer-lasting needs or
who find themselves in a crisis situation, who require ongoing
parent support and education. Ongoing help can be obtained through
parent groups, perhaps offered by child guidance centers or mental
health facilities, or through more informal parent gatherings,
perhaps offered through parent support/advocacy organizations.
Parent support and education, and specialized case management
and/ or behavioral consultation, can also be obtained through
individualized, tailored treatment to families. This article contains
links to these services.
After an FASD diagnosis occurs, some FASD diagnostic clinics offer
specialized case management or follow-up, such that provided by
the Minnesota-based Fetal Alcohol
Diagnostic Program, or through clinics and other state
programs based in Alaska, and other states. Family advocates
in diagnostic clinics, or free-standing FASD parent support groups
or advocacy organizations, may also help families link with services
in many states, such as in Michigan, New Jersey, Ohio, Washington
and others. In Canada, there are specialized follow-up services
offered for families with a child diagnosed with FASD, such as
one in the province of Ontario (Serrett, personal communication,
June, 2006). Also in Canada, “key worker” programs
are being developed that may offer just these kind of linkage
services, in addition to offering more intensive, ongoing case
management services.
What is needed to advance FASD intervention through more efficient
linkages? Ideas:
• Create Web-based resources so that families can search
for linkages and resources that they need in an efficient manner.
• Pair FASD diagnostic clinics with parent support or
advocacy organizations, such as affiliates of NOFAS or state-level
resources, so that natural supports can assist families in linking
with community services.
• Carefully train clinic-based family advocates or professionals
designated to follow-up (such as social workers or “key
workers”) to provide linkage services.
A Continuum of FASD Intervention
Services
Educational treatments
One growing area of FASD intervention involves useful educational
strategies and teaching curricula, including computer software.
Parents and school staff have long been interested in ideas
for effectively educating children with FASD, and both training
and research have gathered momentum. Curricula for educators and
videos related to school have been produced. Experts have written
chapters and books with information for teachers. More recently,
educational information has been made available on Web sites.
One good example of a Web site useful for educators is the “FASD
Toolkit” at do2learn.com.
Also of interest to educators has been an approach sometimes
called “cognitive rehabilitation,”(or “cognitive
habilitation”) in which children are trained in the skills
underlying learning (such as attention or organization). This
approach has been used in children with other disabilities or
learning deficits, such as those that occur after traumatic brain
injury or in the presence of ADHD. Strategies drawn from this
approach are being used in current FASD intervention research
(e.g., Coles et al., 2006). Approaches using a sensory-integration
framework are also of interest to educators (and occupational
therapists) because techniques based on this framework are thought
to help children learn to cope and self-regulate, thereby allowing
better classroom performance and adaptive behavior. Intervention
ideas based on data gathered from a sensory integration framework
have been suggested (e.g., Jirikowic, 2003), incorporated into
FASD intervention models (e.g., Carmichael Olson et al., 2004),
and drawn from recommendations by multidisciplinary FASD diagnostic
clinic teams (e.g., Gelo, personal communication, June, 2006).
Anecdotal reports note such intervention ideas are quite useful.
As yet, there is few research data showing whether these promising
ideas for learning and behavior management in the classroom would
actually work with children prenatally alcohol-exposed or actually
diagnosed with FASD. But techniques drawn from these frameworks
are just beginning to receive attention in research with children
who have FASD, both in terms of direct child-focused intervention
(e.g., Adnams et al., 2006; Coles et al., 2005) and as a source
of information for creating accommodations in the home and school
environments (e.g., Carmichael Olson et al., 2005; Chasnoff et
al., 2003). One area of vivid interest is early intervention.
Another area of specific educational interest is computer training
for somewhat older children with FASD. One research group has
created a fire safety computer-training program, teaching simple
but essential fire safety skills, with promising results (e.g.,
Coles et al., 2006). This is an exciting area because of possibilities
seen in computer training of other skills (such as social skills)—or
attention training in virtual reality environments or computerized
neurobehavioral feedback training.
A final promising area of educational interest lies in FASD
intervention that can respond to higher-level language deficits
that many believe are common among children with FASD. So far
this framework has been used to create accommodations in home
and school environments (e.g., Carmichael Olson et al., 2004).
But careful step-by-step research in this area is underway. Researchers
are carefully describing the social communication, higher-level
language, and social skills deficits among children with FASD,
especially in “real-life” classroom situations with
peers (e.g., Coggins et al., 2003; Svennson, unpublished dissertation;
Timler, Olswang & Coggins, 2005). With careful descriptive
data, tailored interventions can eventually be created to respond
directly to the social communication and social skill deficits
this group of children show.
Some innovative researchers have begun to compare different
types of educational strategies used in very high-need school
situations. In South Africa, for example, Adnams and her colleagues
(2006) are comparing several different school-based programs to
see what can make a difference for children drastically affected
by prenatal alcohol, poverty, and many environmental risks. Example
classrooms have been created that can be thought of as “laboratories”
for producing and testing good teaching and classroom management
ideas, as detailed at the SAMHSA
FAS Center for Excellence site.
What is needed to advance FASD intervention through educational
strategies and curricula? Here are some ideas:
• Continue to train educational staff, evaluating the
success of training efforts.
• Test some of the most promising educational intervention
strategies.
• Expand and evaluate the ways in which computer training
can be used with children who have FASD.
• Expand the activity of regional centers and centers
providing FASD diagnosis and intervention to provide targeted
school consultation.
Early intervention
Early interventionists can be the first to grasp the real hazards
of prenatal alcohol exposure, referring for diagnosis, alerting
caregivers to emerging learning and behavior problems, and connecting
families with needed services (even alcohol treatment). Suggestive,
early animal research indicates that early intervention has the
potential to ameliorate at least some deficits found among those
with FASD (e.g., Goodlett et al., 2005). But what kind of early
intervention would help? In general, early intervention research
suggests services are likely to be most successful when family
support is provided along with high-quality direct intervention
with young children that uses proven educational techniques. Supportive
services from occupational therapists and speech-language pathologists
also add to the possibility of intervention success. A “developmental
systems model” has been suggested to help better understand
how to create a system of effective early intervention services
for children with FASD and their families (Carmichael Olson et
al., in press).
One research group working within a child guidance center in
Georgia, has created a program for children born prenatally alcohol-exposed.
Described very briefly, this program first aims at learning readiness
(through case management, behavior management training for parents,
and more). Then young children are taught early math and handwriting
skills using well-known, evidence-based early education curricula.
Their parents are taught skills to support children’s learning
in these areas at home. Initial findings are quite promising (Kable
et al., 2006). Another research group, working within a child
guidance center in Oklahoma, is applying well-known “parent
management training” techniques to help improve relationships
and enhance compliance with adult instructions among young children
born prenatally alcohol-exposed (Gurwitch et al., 2003).
Related ideas for early intervention are emerging from research
on infant mental health that (in part) focuses on improving parent-child
attachment relationships, developmental expectations, and parenting
strategies. Researchers have proposed that infant mental health
techniques can help children living in families with parental
polysubstance abuse—and have potential for children born
alcohol-exposed (e.g., Carmichael Olson et al., 2001). For more
information about early intervention, see Carmichael Olson et
al., in press.
What is needed to develop early intervention for FASD? Many
ideas are offered in the article mentioned above. Here are key
ideas:
• Develop and provide systematic training on FASD for
early intervention providers, including the full range of daycare
providers, preschool special educators, therapists serving developmental
centers, Headstart personnel, and more. Because early intervention
occurs in many systems, training has to be a wide-ranging effort.
• Screen for prenatal alcohol exposure and FASD in early
intervention settings so that children in need of intervention
can be recognized and referred.
• Work toward regulations that allow early intervention
to be provided for children who are “at-risk” because
of prenatal alcohol exposure, in addition to the children who
have received a clinical diagnosis.
• Promote collaboration between child welfare workers
and early intervention providers in serving children exposed to
substances before birth.
Parent support networks and related services
Parent support networks, the natural supports and practical
ideas they provide to parents— and the possibilities they
present as platforms for creating services— make these networks
a vital part of the continuum of FASD intervention.
Over the past 15 years, a vibrant and important parent support/advocacy
network has been established, in the U.S., Canada, and in many
other countries. These have taken several forms. There are Internet
mail lists and listservs, such as FAS Link (based in Canada).
There are grassroots family organizations, such as the FAS Family
Resource Institute (FAS*FRI) in the state of Washington, the Family
Empowerment Network in Wisconsin, and the Minnesota Organization
on Fetal Alcohol Syndrome (MOFAS). There are key family advocates—individuals
who are pioneers in the field of FASD— and organizations—
who have worked in a variety of ways to raise community awareness,
offer parent support, and mobilize FASD intervention, in many
states, provinces, and countries. Indeed, there is now a national
family support/advocacy organization in the U.S., called NOFAS,
that is well on its way to assembling a network state affiliate
family organizations.
Parents have been the source of a great deal of clinical wisdom
in the field of FASD, and parents have also collaborated with
professionals interested in FASD. Clinical wisdom can be found
in newsletters (such as Iceberg, produced in Washington state,
or FENPEN, produced in Minnesota), books (such as the Fantastic
Antone series edited by Kleinfeld, and many other books), and
videos (such as the series produced by Vida Communications). Family
support/advocacy organizations have also created useful curricula,
such as the Tools for Success juvenile justice resource guide,
produced by the Minnesota Organization on Fetal Alcohol Syndrome.
Families can and do provide natural supports and practical ideas
for each other. Family support organizations offer important training
and intervention through community gatherings (such as those for
International FASD Awareness Days), parent groups, parent retreats,
family retreats and summer camps, youth social skills groups,
parent mentoring, and more.
What is needed to advance FASD intervention in parent support/advocacy
efforts? Here are some ideas:
• Continue to organize and promote non-profit FASD parent
support/advocacy efforts, including linking groups together to
provide momentum, ideas, and opportunities to access funding.
Start these support/advocacy efforts in locations where none exist.
• Link family groups with FASD training, diagnosis, and
intervention efforts provided by professional organizations. The
expertise of families is essential. For example, include family
advocates as a member of an FASD diagnostic team, or consult ongoing
with family advocacy organizations when developing or implementing
FASD intervention programs.
• Systematically evaluate the impact of parent and family
participation in parent support/advocacy programs (parent groups,
summer camps) as a form of FASD intervention.
Summer camps, year-round camp locations, recreational planning
(in general), and respite care
Recreational and leisure time planning is an area of FASD intervention
that should not be overlooked. Leisure time, for individuals of
any age, is unstructured time that can demand a person’s
most highly developed organizational skills—yet satisfying
leisure time is central to self-care, positive mood, self-esteem,
and even good health. Often leisure time is the least supervised
and most peer-oriented time for a child or teen with FASD.
Formal educational curricula should include direct teaching
of leisure time activities. Parents can teach hobbies, foster
participation in sports and organizations that interest their
child. FASD family support/advocacy organizations can be a platform
for organized recreational activities, such as teen groups, social
skills groups or summer camps. Indeed, FASD-oriented summer camps
and year-round camp locations, such as the White Crow Center in
Canada, are developing through the efforts of caring communities.
Camps have many advantages: providing respite, bringing families
(and professionals) together for intensive learning and support,
bringing children and teens together to form friendships, and
giving older affected individuals useful and protected work experience.
But many existing organizations serving individuals with developmental
disabilities and chronic health conditions also already offer
excellent programming quite useful for FASD intervention, such
as Special Olympics, skiing and outdoor sports, and water sports.
Respite has many definitions for caregivers, including time
away from children for adult self-care and couple activities…
or time with children that is satisfying and builds positive relationships.
Respite funding is an essential part of FASD intervention that
can be instrumental in reducing caregiver burden and preventing
placement disruptions.
What should be done to promote FASD intervention through recreational
planning and respite? Here are creative ideas:
• Support development of summer camps and year-round camp
locations, and systematically evaluate their impact on child and
family function—and on effectiveness of training for professionals.
• Increase flexible funding for respite care.
• Ensure parents raising individuals with FASD know about
organizations offering chances for appropriate recreation through
Web sites and resource centers.
• Educate providers in other organizations (such as the
ARC, Special Olympics, and so on) about FASD and opportunities
for support in other programs.
Direct child-focused treatment
Children, teens and adults with neurological impairment because
of FASD are thought to have a wide range of learning and behavior
difficulties that require specialized or modified treatment techniques.
Treatments offered directly to children and older individuals
with FASD are, as of now, a relatively unexplored research area—
but there are exciting ideas being tried by clinicians and families
every day. From what we know from descriptive research on FASD
and related childhood disorders (such as traumatic brain injury),
neurological impairment means atypical learning. Progress is likely
to be slow. But research with animals, and new research with children
diagnosed with FASD, shows us that learning can, does and will
take place—if we understand how to offer information and
support learning.
What are promising strategies for child-focused treatment? There
are many, although they have not been written about in detail,
and reviews are still underway. Especially important are techniques
focused on the deficits most commonly found in the FASD population.
To remediate deficits in attention and executive function, social
skills and behavior regulation, researchers have discussed cognitive
control techniques, friendship skill-building groups, social skills
groups, calming techniques and neurobehavioral feedback. Current
researchers are studying these techniques in U.S. states such
as California, New Mexico and Washington, and in other countries
such as Canada and South Africa. Researchers such as Mary O’Connor,
Wendy Kalberg, Tracy Jirikowic, Kimberly Kerns, Colleen Adnams,
Julie Quamma and many others are exploring these strategies. See
also the “educational strategies”
section for brief discussion of interesting child treatments such
as cognitive rehabilitation and computer training. See the “early
intervention” section for other direct treatments for
young children aimed at learning readiness and education.
What is needed to advance direct FASD intervention for children?
• Gather together information about direct intervention
techniques in a systematic literature review (this is underway).
• Carry out systematic research on the promising techniques
described above!
Groups for teens, and retreats and resources for adolescents
and young adults
The life phases of adolescence and young adulthood are an especially
difficult time for those with the complex yet often subtle neurodevelopmental
disabilities that characterize FASD. Useful intervention during
these phases of life has been a glaring omission in the continuum
of FASD intervention. Groups for teens and young adults diagnosed
with FASD are one promising new direction. Another relatively
new direction lies in special retreats and conferences that provide
young adults with FASD a chance to gather together, discuss issues
of special concern to them, and perhaps prompt action on public
policy.
Researchers are now developing models for teen groups. These
groups have a central focus on learning and practicing social
skills— including how to appropriately establish intimacy
and build trusting, positive peer relationships. Such teen groups
can provide developmentally appropriate (and very literal) education
about such topics as substance use, dating and sexuality, and
provide ideas for leisure time activities and jobs at which the
teens can be successful. Because these teen groups are a safe
forum for talking about sexuality and related issues, they can
also serve a role in FASD prevention. Teen groups might also provide
siblings of individuals with FASD a chance to process some of
their own issues. Experienced clinicians are developing an innovative
teen group model as a program within the continuum of family support
services offered by the Washington state affiliate of NOFAS, led
by Allison Brooks.
Support and resources for older adolescents and young adults
are clearly important, yet have not been easily available. Within
the past few years, a small but growing number of retreats—in
Michigan and Alaska, for example— have been organized for
adolescents and young adults with FASD. Generally, these retreats
require that the diagnosed individual bring along a support person.
As increasing numbers of individuals with FASD are diagnosed,
these opportunities for adolescents and young adults to gather
together will likely become more and more important.
What is needed to advance FASD intervention for adolescents
and young adults? Here are a few ideas:
• Create curricula and procedures for teaching teen groups
and young adult retreats.
• Initiate these groups and retreats in association with
FASD parent support/advocacy organizations, or with organizations
that focus on developmental disabilities, youth services, or mental
health.
• Systematically evaluate the impact of these intervention
efforts.
Direct treatment and living and work assistance for adults
There are many life issues faced by older adolescents and adults
with FASD. But there are also many promising ideas. With older
individuals affected by prenatal alcohol exposure, treatment is
usually “multimodal,” with many different types of
treatments necessary and applied as needed over time (Streissguth
& O’Malley, 2000). For these older individuals with
FASD, an essential idea is that intervention can occur using an
“advocacy model” (Streissguth, 1997). Briefly put,
this model hinges on the central idea that at least some older
adolescents and adults with FASD need an advocate who can “translate”
the affected individual’s actions to the world— and
help the affected individual understand his or her own actions
(and how others respond). What happens when the advocacy model
is used? Something essential: An interested and caring advocate
helps an individual with FASD negotiate life tasks and learn necessary
skills.
Family support organizations have suggested action steps, policy
directions, and creative ideas for how to advocate for older individuals
with FASD. Advocacy resource guides have been published. In Canada
and elsewhere there are interesting grassroots and professional
efforts now underway to create adapted work environments for those
with FASD. A few supervised living arrangements now exist that
can serve the needs of those with FASD. One example is “The
Willows” in the state of Washington. This residential facility
provides transitional housing for pregnant and parenting women
participating in an intensive paraprofessional parent support
program. (For more information, visit the Fetal
Alcohol & Drug Unit (FADU) site of the University of Washington
and search for “The Willows.”)
Is there a role for individual counseling for those with FASD?
As Huffine (personal communication, October 29, 2006) notes, individuals
with FASD have a broad range of neurodevelopmental disabilities
that affect all aspects of adolescent and adult development. Teens
with FASD experience the pressures of the normal adolescent process,
but may lack the right tools to handles these pressures. Effective
counseling must be carried out with a clear knowledge of the affected
individual’s own areas of strength and difficulty—
and by knowing the “normal” process of adolescent
development (including what the family considers “normal”
social risk-taking and family protection). With this information
in mind, counseling can be practical, solution-focused and adapted
to deal with the social skills problems, difficulties managing
emerging sexuality, educational frustrations and other age-related
concerns that are part of growing up with FASD. A counselor may
be best accepted if they are seen as an advocate or mentor—someone
who the youth with FASD feels is “there for me.” A
counselor may be most useful in mediating the sometimes confusing
and complex relationships individuals with FASD have with others.
Professionals who know about FASD and its developmental impact,
and who are flexible enough to adapt their counseling approaches,
can likely be very helpful to a teen or young adult with FASD.
This kind of knowledgeable professional can also be helpful as
part of a team— supporting parents, teachers, and other
service providers in working toward the delicate balance between
providing an extra measure of structure and the very age-appropriate
need of a youth with FASD to take some social risks and test their
readiness and capacity for adult life.
At present, there is little research that has tested treatments
for older individuals with FASD. The best information can still
be gained from the wisdom of parents and clinicians who have worked
to help older individuals with FASD to become successful. The
issues of appropriate adult advocacy, intimacy, parenting, living,
and work arrangement—as well as direct treatment for older
individuals with FASD— are myriad and complicated. The questions
below address only some of these issues and must be answered before
research can be most effective.
What is needed to advance FASD intervention, living and work
arrangements for older individuals?
• Can supervised living arrangements be created? What
kinds of supervised living arrangements are practical? How can
they be funded? Who needs what kind of supervised living arrangement?
How can these be evaluated for effectiveness?
• What is the best way to adapt work environments for
those with FASD, who have individually variable cognitive, learning
and behavioral deficits? How can adaptation strategies be evaluated?
• What are the solutions to the long-term planning problems—financial,
legal and more¬—which face families caring for adult
individuals with FASD?
• How can counselors be best trained to adapt their approaches
for youth with FASD?
Parent support/education models
A wide variety of parent support/education models are central
to the continuum of care for FASD: Parent education groups; support
provided to caregivers by case managers; birth parent paraprofessional
support services; and individualized, specialized services offered
by mental health providers.
The central issue in caring for individuals with neurological
impairment is that an affected individual finds it hard to learn
and change. This means that much of what needs to be changed is
the environment that surrounds the individual with FASD. The caregiver
must make changes. With this in mind, a variety of parent support/education
models have been developed. There are well-used and also newly
developed parenting education curricula coming from FASD advocacy
groups, state FASD organizations (such as the Office
of FAS Alaska, and organizations serving those with developmental
disabilities (such as the ARC). These organizations use the curricula
to educate parents across the U.S. and Canada.
There are interesting new efforts to create caregiver support
through the use of knowledgeable “key workers” or
case managers. Often these key workers are connected with FASD
diagnostic clinics or FASD support/advocacy organizations, and
may be experienced parent or family advocates who are actually
raising children with FASD themselves. For example, a large system
of key workers, housed in a variety of local agencies but connected
in some way to FASD diagnostic services, are just now forming
across western Canada. In many diagnostic clinics, there are already
case managers who perform the tried and true services of linking
families to needed community services (if available). At times,
however, these case management services are not tailored to the
wide-ranging and sometimes unexpected needs of families raising
individuals affected by prenatal alcohol exposure.
A special category of parent support services has been created,
tested and found effective with the highest risk group of women
with serious chemical dependency (or who have FASD themselves).
One important model is the Parent-Child Assistance Program (P-CAP;
Grant et al., 2005), which has expanded across the U.S. and Canada.
In the P-CAP model, paraprofessionals (or local community mentors)
work on an individual basis with very high-risk women over an
extended period of time. They support women through recovery from
substance abuse and life turbulence. They help women define their
own new life goals, understand their own motivations, and work
toward achieving these new directions. Often they support women
in parenting more effectively, and may work with women who themselves
have FASD.
There are also specialized mental health services offered as
individualized parent support/education programs. These specialized
mental health services can be helpful to birth parents in recovery,
to adoptive parents and to foster families, who are raising children
from preschool through the middle school years. A model program
of this type is called the “Families Moving Forward Program”
(Carmichael Olson et al., 2005). Briefly put, this is an individualized,
home-based behavioral consultation (paired with caregiver support
and education) that is aimed at helping families raising school-aged
children with FASD and clinically concerning behavioral problems.
This is a flexible program, which may also be useful in clinic
settings or offered online, now being tested in careful research.
(See the section on specialized mental health
services for more information about the Families Moving Forward
Program.)
What is needed to promote parent support/education programs
for FASD intervention? Here are some ideas:
• Expand the number of programs, so that a wide range
of parent support/education services become accessible.
• Systematically evaluate these group and individualized
programs, choosing promising models that work—and learning
how to match programs and families.
Specialized mental health services
Specialized mental health services are essential. These can
include: neuropsychological evaluation, medication management—
and, especially, clinic-based (or home-based) specialized behavioral
consultation.
Research shows that many children with FASD have behavioral
problems (e.g., Mattson & Riley, 2000), psychiatric difficulties
(e.g., O’Connor et al., 2002) and difficulties with adaptive
function that are greater than expected, especially in middle
childhood and beyond (e.g., Whaley et al., 2001). A natural history
study of secondary disabilities shows very high rates of mental
health problems and a clear need for treatment (Streissguth et
al., 2004). A logical conclusion is that specialized, tailored
mental health services are essential for families raising children
with FASD— and for the individuals with FASD themselves.
Such services can include neuropsychological evaluation, medication
management, and clinic-based (or home-based) behavioral consultation.
Assessment of learning profiles has been highlighted as essential
in intervention for children with FASD (Kalberg & Buckley,
2006). For adolescents and adults with FASD, neuropsychological
evaluation (and follow-up case management) is especially important.
Neuropsychological evaluation can document learning deficits and
provide guidance for job training and vocational rehabilitation,
the need for supplemental supportive income, and ways to adjust
or adapt other adult services (even correctional efforts). Clinical
neuropsychological services specialized for individuals with FASD
are opening, such as one at the University
of Washington’s FADU department. Beyond clinical efforts,
neuropsychologists have published a growing stream of research
that teases apart the diverse cognitive deficits seen among individuals
with FASD. This is a vivid area of research, and much will be
learned in the next few years.
Research data so far suggests that psychoactive medications
are often used with children diagnosed with FASD who show externalizing
and other behavioral problems (e.g., Carmichael Olson et al.,
2005). Anecdotal reports suggest that medications are also frequently
used with adolescents and adults. Psychoactive medications are
used for a variety of reasons, including management of mood, activity,
impulsivity and attention, sleep problems and so on. Experts (and
families) have been calling for research on medication management
for children with this set of neurodevelopmental disabilities,
and while some studies have begun, this is a very challenging
endeavor.
Clinical wisdom in the field of FASD has highlighted a combination
of parent education and support with behavioral consultation that
provides practical strategies for families raising children with
FASD, as a very promising approach to FASD intervention. This
type of help is especially important for families who are in crisis,
or whose needs go beyond those that can be helped by participation
in parent support groups or listservs alone. In the past few years,
this type of intervention has been piloted by pioneering researchers
such as Diane Malbin.
One recent research effort has focused on systematically creating,
carefully describing, and testing an intervention model called
the Families Moving
Forward Program, that captures this clinical wisdom (Carmichael
Olson et al., 2005). This research tests the impact of an individualized,
home-based behavioral consultation (paired with caregiver support
and education) that is aimed to help families raising school-aged
children with FASD and clinically concerning behavioral problems.
This program does try to help the children at highest risk for
later secondary disabilities and difficulties in day-to-day function—
so their learning and behavior problems are very significant and
change may be slow. Once an evidence base is established, programs
such as the Families Moving Forward Program can be streamlined
and improved, and transitioned to the community (in a variety
of locations) to make them more accessible. Research on these
programs can help define the important treatment process to be
used in mental health services for children with FASD and their
families.
What is needed to move specialized mental health services for
FASD intervention forward? Here are a few ideas:
• Do careful research to describe FASD, including studies
using psychological testing, MRI and other neuroimaging methods.
It is important to understand the more common learning and behavioral
deficits in FASD—and the underlying problems in brain structure
and function. It is also important to understand the course of
these problems over the lifespan.
• Educate mental health providers about FASD.
• Work toward recognizing FASD in mental health diagnostic
codes.
• Continue research on promising intervention models for
specialized mental health services!
Specialized training and consultation for professionals
Specialized training and consultation for professionals working
within systems other than mental health are also crucial. This
includes consultation to schools, juvenile justice systems, social
services, legal and judicial systems, and substance abuse treatment
systems.
In FASD intervention, parent support and training have received
considerable attention. Mental health treatments for FASD have
also become a focus of research and training efforts. But consultation
to professionals working within systems other than mental health
must be explored and pushed forward. Individuals with FASD have
many secondary disabilities beyond family stress and mental health
problems. They commonly experience disrupted school experiences,
trouble with the law, difficulties with substance abuse and more.
Some cannot work or live independently and so need lifespan social
service assistance. Clearly, it is crucial to have supportive
teachers, juvenile justice workers, legal professionals, social
service providers and others who know and understand FASD.
Over the years, centers of FASD expertise have developed and
now provide increasing amounts of training and consultation. More
recently, professional journals in a wide range of disciplines
have published reviews about FASD—and experts on FASD within
different disciplines have begun to emerge. In education fields,
training materials and curricula have been produced for teachers
and more are underway. Researchers are also beginning to systematically
develop and test educational intervention techniques. There are
now several field demonstration initiatives, funded by SAMHSA,
that are working to consult with the juvenile justice system.
These are described on the FASD
Center for Excellence Web site. SAMHSA has also put together
model curricula for training juvenile justice workers and chemical
dependency providers. Efforts to advise the legal system have
been initiated, such as the Fetal Alcohol Syndrome Legal Resources
Center at the University of Washington. (For more information,
visit the Fetal Alcohol
& Drug Unit (FADU) site of the University of Washington
and search for “legal issues.”)
Growing a body of field-initiated research, accumulating descriptive
research and smaller intervention studies, and carefully planning
and executing controlled trials of promising intervention models
are needed to advance FASD intervention research. In turn, as
researchers learn more about the processes underlying effective
treatment for FASD, training and consultation can be refined and
become more evidence-based.
What is needed to advance consultation services for FASD intervention
for disciplines other than mental health? A few ideas:
• Carry out well-planned FASD intervention research.
• Maintain regional training centers and centers of expertise
on FASD, so that consultation can be organized and of high quality.
• Raise the question of how to respond to FASD with professional
organizations for these disciplines.
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Heather Carmichael Olson, Ph.D. is a licensed psychologist
in the University of Washington FAS Diagnostic Clinic. She is also
a faculty member in the Division of Child Psychiatry with the University
of Washington School of Medicine, and with Children's Hospital in
Seattle. She has worked directly with many families raising children
with fetal alcohol spectrum disorder. She is currently the originator,
Intervention Director, and principle research investigator of a
study rolling out the Families Moving Forward Project into the community.
She also directs the Early Childhood Mental Health Clinic at Children's
Hospital.
In September 2005, Sandy McAuliff died while recovering from surgery.
It’s still hard to believe she is gone. For patients with
fetal alcohol spectrum disorders and their families, the loss is
irreplaceable. For those of us at the University of Washington Fetal
Alcohol and Drug Unit in Seattle, who counted on her skill and expertise,
the loss is irreplaceable. She never undertook a new job at the
unit in which she did not exceed expectations. She never did things
the way they’d been done before – she always developed
a better way. She never believed a person was hopeless – she
always saw hope.
Sandy began work with us as the head outreach worker for our cocaine
study in 1989. She and six other outreach workers were responsible
for tracking the mothers who had used cocaine during pregnancy so
that we could find and examine their children at the proper time.
They followed an incredible 90 percent of the mothers for 18 months.
After we began an intervention program called “Birth to 3”
(later known as PCAP, the Parent Child Assistance Program, with
new funding from the Center for Substance Abuse Prevention), she
wasn’t satisfied to just talk with the new mothers in the
program about their life goals. Not Sandy. She developed a card
game in which the mothers sorted cards depicting various options
into separate piles representing the choices that would make a difference
in their lives. This ingenious system not only yielded quantifiable
data, but the mothers felt it helped them express themselves and
see change as they progressed in the program. The unit has distributed
hundreds of these sets of cards to programs also hoping to document
the life goals of high-risk mothers. Sandy was an ”innovator”
and a “doer” – not a “writer”. Her
one paper with us, however, has been very popular: “The Difference
Game: Facilitating change in high-risk clients.” (Families
in Society: The Journal of Contemporary Human Services, 78(4), 429-432.
Grant, Ernst, McAuliff, & Streissguth (1997))
Sandy never believed she knew enough. As long as I’d known
her she had been studying and developing new ways to help people:
After studying the Home Builders Program, she developed a special
component for drug-affected families; developed holistic intensive
interventions for CPS; integrated Family Preservation Services into
Alcohol and Substance Abuse Treatment; developed an “additions”
project to add service delivery for families with drug and alcohol
problems; worked with teenage mothers; developed multi-modal services
for suicidal and drug abusing patients; co-developed a manual for
case management and environmental intervention to be compatible
with Dr. Linehan’s dialectical behavior therapy program; studied
motivational interviewing; developed an answering service protocol
for crisis intervention; and was herself a state foster parent who
parented 14 children.
While working with us and afterwards, Sandy finished a B.S. in
Social Work and went on to obtain a Masters Degree in Social Work
at the University of Washington where she was awarded the Edna McDonnell
Clark award for family preservation and child welfare studies. A
life-long learner, Sandy was always attending programs or working
with people from whom she could learn more techniques for family
preservation or helping high-risk children. Actually, though, her
success came from her special ability to connect with patients,
develop trust and inspire change. Sandy was the most intuitive therapist
I have ever worked with. She would always come to the rescue of
patients with FASD in dire straits, regardless of their age or extenuating
circumstances. No matter how difficult their behaviors were, they
inevitably seemed better while Sandy was working with them.
Reminiscing about Sandy, Therese Grant, now the Director of FADU,
recalled Sandy’s “Empty Pockets” game, which always
worked with our youngsters with FASD who had a propensity for shoplifting.
“We’re going into this store now, “ she’d
say, “and I bet you can’t come out with Empty Pockets.”
“Oh yes I can!” “Well, I don’t think so,
and I‘ll be surprised if you can!” She was always surprised;
the pockets were always empty, an occasion for much celebratory
back slapping and laughing.
That’s the way it always was with Sandy. She made the good
things happen, in new ways, in exciting ways, and with more enthusiasm
and pizzazz than anyone else. Thanks Sandy, we are all better for
having had you in our lives; you live on in all of our hearts.
In 1968, the author Katherine Norgard and her husband adopted
a 15-month-old baby boy; the only stipulation they made regarding
the adoption was that the child not be handicapped. Twenty-eight
years later, they finally found out that their son John had Fetal
Alcohol Syndrome. At that time, John was in the legal system and
had been sentenced to death for the murders of an elderly couple
in Arizona.
The author describes John’s childhood, noting the fact that,
“he was behind in his developmental milestones and small for
his age.” At the time, she was assured by the social worker
that the delays were because he had been in the foster care system.
Norgard notes that John lied a lot and didn’t seem to learn
from consequences, and that he stole things. All the attention he
received didn’t seem to help him. The author’s husband
asked for a divorce if they did not give John back to the adoption
agency. The author chose to keep her son and get a divorce.
The book focuses on John’s entry into the criminal justice
system, and his ultimate incarceration on death row. In the foreword
of the book, Helen Prejean says, “When the incomprehensible
tragedy happened, the deepest, most painful journey of her (the
author’s) life began. It became a struggle for life itself
that catapulted Kathy and her family into a decade of sleepless
nights, grief, depression and confusion before the truth finally
emerged. Kathy’s son’s brain had been irreparably damaged.
His hard wiring was permanently askew. His wound has a name: Fetal
Alcohol Syndrome.”
In my opinion, the author writes about her son and the family’s
agony with clarity and passion. I appreciate that she described
blaming various people and systems along the way, ultimately coming
to understand that blaming didn’t help, while understanding
and teaching others did. Though not a recipe book or a how-to book,
the reader can take away many ideas about dealing with the criminal
justice system. She also describes her family’s emotional
struggles in a manner that helps the reader get a sense of feeling
them along with her and her family.
I would recommend this book to anyone who works in the criminal
justice system, as well as to parents and caretakers of individuals
who have an FASD.
Hard to Place: A Crime of Alcohol was published by Recovery Resources
Press, Tucson, Arizona.